APP 33/01 Application Record

The following table describes the modifications to the APP 33/01 Application Record code list:

Code List	Description
IRS Qualification Code	The following codes are added to the IRS Qualification code list: 36 - Target Benefit Plan 41 - Texas ORP - Optional Retirement Program Item # 4034

The following table describes the new field added to the APP 33/01 Application Record:

Field	Description
Introducing Third Party Platform	Optional. The Introducing Third Party Platform field includes the following details: Field Location: 188 - 191 (4 bytes) Type: Alphanumeric If present, Introducing Third Party Platform field must include one of the following valid code list values: FIDX - Fiduciary Exchange SMON - SIMON Markets, LLC ENVN - Envestnet Item # 4332

APP 33/04 Premium Method Record

The following table describes the modification to the APP 33/04 Premium Method Record code list:

Code List	Description
Premium Method	The following code is added to the Premium Method code list: PDE - Payroll Deduction Item # 4053

APP 33/32 Service Feature Record

The following table describes the modifications to the APP 33/32 Service Feature Record code list:

Code List	Description
Tax Filing Status	The following codes are added to the Tax Filing Status code list: MJ - Married Filing Jointly MS - Married Filing Separately HH - Head of Household QW - Qualifying Widow(er) with Dependent Child Item # 4233

APP 33/34 Service Feature Withholding Record

The following table describes the new fields added to the APP 33/34 Service Feature Withholding Record:

Field

Description

Withholding Amount Description

Required on first occurrence. On every subsequent occurrence, if Withholding Amount (item # 4238) is used, then item # 4333 is required. The Withholding Amount Description field includes the following details: Field Location: 42-42, 64-64, 86-86, 108-108, 130-130, 152-152, 174-174, 196-196, 218-218, 240-240 (1 byte) Type: Alphanumeric If present, must be valid code list value: A - Income from job or pension (step 2b-iii) B - Extra (step 4-c) C - Deductions (step 4-b) D - Other Income (not job or pension) (step 4) E - Dependents and Other Credits (step 3 total) F - Default G - No Withholding H - Selected Item # 4333

The following table describes the modifications to the APP 33/34 Service Feature Withholding Record:

Field	Description
Withholding Amount Type	Field renamed to Withholding Authority Item # 4240
Withholding Amount Withholding Amount Description Withholding Amount Qualifier Withholding Authority	Number of tax withholding occurrences on the Service Feature Withholding Record expanded from 5 to 10. Filler Space Location: 245-288 (44 bytes) Items # 4238 # 4333 # 4239 # 4240

The following table describes the modification to the APP 33/34 Service Feature Withholding Record code list:

Code List	Description
Withholding Authority	The following code is added to the Withholding Authority code list: LO - Local Item # 4240