DTCC-NSCC Library Release Notes

DTCC-NSCC Library Release Notes

SUB - Subsequent Premium

SUB - Subsequent Premium

Effective in the September 2022 update, SUB - Subsequent Premium includes the following changes to the SUB Records:

SUB 35/01 Sub-Payment Record

The following table describes the modifications to the SUB 35/01 Sub-Payment Record code list:
Code List
Description
IRS Qualification Code
The following codes are added to the IRS Qualification Code list:
  • 36 - Target Benefit Plan
  • 41 - Texas ORP - Optional Retirement Program
Item # 4034
The following table describes the new fields added to the SUB 35/01 Sub-Payment Record:
Field
Description
Introducing Third Party Platform
Optional.
The Introducing Third Party Platform field includes the following details:
  • Field Location: 188 - 191 (4 bytes)
  • Type: Alphanumeric
If present, must be valid code list value:
  • FIDX - Fiduciary Exchange
  • SMON - SIMON Markets, LLC
  • ENVN - Envestnet
Item # 4332

SUB 35/04 Premium Method Record

The following table describes the modification to the SUB 35/04 Premium Method Record code list:
Code List
Description
Premium Method
The following code is added to the Premium Method code list:
  • PDE - Payroll Deduction
Item # 4053

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